Meet our Leadership Team

Prior to joining M3Sixty Capital as the Chief Executive Officer, Mr. DiCenzo was CEO of Cognios Capital. Cognios is a provider of both traditional and hedge fund asset management services to institutional clients. Prior to joining Cognios, Gary led Scout Investment Advisors as President of the Scout Mutual Fund complex, the President & CEO of Scout Distributors and as a board director to the advisor. 

Over the past 30 years, he has focused on the strategic planning and growth for hedge fund, institutional and mutual fund investment managers. Mr. DiCenzo is also a board and investment committee member of both the Rhode Island College and Dramatist Guild Foundations.

Gary holds an MBA and a B.S. degree from Rhode Island College. 

Additionally, Gary maintains a FINRA Series 7 license.

Mr. Yates serves as Chief Compliance Officer and Chief Legal Officer for M3Sixty Enterprises. Richard has spent decades representing businesses primarily in the financial services sector. He has extensive experience representing investment advisors, broker-dealers, banks, registered and private funds, as well as operating businesses. 

Mr. Yates has advised clients on a broad range of commercial topics such as: product design and distribution, federal investment regulation, institutional investing, contracts, public and private securities offerings, fiduciary best practices and corporate governance, as well as general corporate and business advice. 

Mr. Yates received a B.A. degree from the University of Rochester and a J.D. from Brooklyn Law School with cum laude honors.